The Team: Our Leadership
SMI Group’s leadership has extensive experience leading and advising multi-national corporations and financial services companies:
Edward T. Swanson
General Counsel, Managing Director, SMI Group
President and General Counsel, SMI Capital Markets
General Counsel, SMI Advisors
Mr. Swanson has more than 30 years of experience as a corporate and securities attorney including as a staff attorney with the SEC and as a partner and senior attorney with major firms, with a focus on public offerings, private placements and corporate.
Dale Garnett
CFO and Chief Compliance Officer, SMI Group
CFO and Chief Compliance Officer, SMI Capital Markets;
President and CEO, SMI Advisors
Mr. Garnett has been a securities industry executive, investment banker and a broker since 1981.Mr. Garnett founded SMI Advisors. He joined SMI Group in 2015. Previously, he owned and led Ashton Garnett Securities.
