Senior Professionals

Kenin M. Spivak

Chairman and CEO, SMI Group
Chairman and CEO, SMI Capital Markets
Chairman, SMI Advisors
Chairman, SMI-Boulevard Group
Member, SMI Group Board of Directors


Mr. Spivak is a highly regarded executive, entrepreneur, financier, author and attorney known for innovative leadership, sophisticated deal-making, understanding of financial markets and institutions, marketing expertise and “hands on” management.

Read More

Colin Yong Lee Tay

Executive Director, SMI-Boulevard Group
Member, SMI Group Board of Directors





Mr. Tay is an accomplished director and principal with over 30 years of international experience in executive leadership, private equity, corporate finance, and infrastructure project management.

Read More
edward

Edward T. Swanson

General Counsel, Managing Director,
SMI Group
President and General Counsel,
SMI Capital Markets
General Counsel, SMI Advisors
Member, SMI Group Board of Directors

Mr. Swanson has extensive experience as a corporate and securities attorney including as a staff attorney with the SEC and as a partner and senior attorney with major firms, with a focus on public offerings, private placements and corporate transactions.

Read More

Dale Garnett

CFO and Chief Compliance Officer,
SMI Group
CFO and Chief Compliance Officer,
SMI Capital Markets;
Chief Compliance Officer, SMI Advisors


Mr. Garnett has been a securities industry executive, investment banker and a broker since 1981. He joined SMI Group in 2015. Previously, he owned and led Ashton Garnett Securities.

Read More

Theodore Maloney

Managing Director, SMI Group

Graham Norton-Standen

Managing Director, SMI Group

Juha Rouvinen

Managing Director, SMI Group

Dolapo Asiru

Senior Advisor, SMI Group

Daniel Jordan

Senior Advisor, SMI Group

Jonathan Shek

Senior Advisor, SMI Group

Larry Liu

Project Manager, SMI-Boulevard Group

William Tham

Global Markets Director,
SMI-Boulevard Group

U Kean Seng

International Legal Counsel,
SMI-Boulevard Group

Michael Cerenzie

Senior Advisor, SMI Group

William Curtis

Senior Advisor, SMI Group

Adam Klotz

Senior Advisor, SMI Group

Richard Spitz

Senior Advisor, SMI Group

© 2025 SMI Group LLC. All Rights Reserved.

Proudly powered by

Scroll to Top