We undertake principal and agent transactions:
- In principal transactions, we, our senior professionals or our strategic alliances have a material role in developing, founding or co-founding the business, business line or strategic alliance, or otherwise creating the business opportunity.
- In agent transactions, we advise and assist our clients as to business development, marketing, strategy or management, or we provide investment banking services to the client.
We analyze business opportunities, problems and constraints and provide both tested and innovative solutions that generate revenues and profits, resolve operating constraints, position businesses for long-term growth and introduce valuable prospects and relationships.
We apply proven business advisory, revenue enhancement and cost management capabilities across industry sectors, with dedicated expertise in broadcasting, consumer products, traditional and alternative energy, entertainment, gaming, healthcare, leisure, manufacturing, media, real estate, sciences and technology.
We do not create academic strategic plans for execution by others. Rather, we develop and implement specific plans intended to grow a company, even in troubled times.
SMI Capital Markets focuses on investment banking activities for businesses formed by SMIG, our senior professionals, our strategic alliances and clients. SMI Advisors is focused on creating platforms for fund investments. However, we do not maintain client accounts, syndicate public offerings or provide services related to annuities, insurance, individual retirement accounts or other services typically provided by retail brokers.