The Team: Our Leadership

SMI Group’s leadership has extensive experience leading and advising multi-national corporations and financial services companies:

Kenin M. Spivak

Chairman and CEO, SMI Group
Chairman and CEO, SMI Capital Markets
Chairman, SMI Advisors
Director, SMI-Boulevard Group
Member, SMI Group Board of Directors

Mr. Spivak is a highly regarded executive, entrepreneur, financier, author and attorney known for innovative leadership, sophisticated deal-making, understanding of financial markets and institutions, marketing expertise and “hands on” management.

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Colin Yong Lee Tay

Director, SMI-Boulevard Group
Member, SMI Group Board of Directors

Mr. Tay is an accomplished director and principal with over 30 years of international experience in executive leadership, private equity, corporate finance, and infrastructure project management.





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Edward T. Swanson

General Counsel, Managing Director,
SMI Group
President and General Counsel,
SMI Capital Markets
General Counsel, SMI Advisors
Member, SMI Group Board of Directors

Mr. Swanson has extensive experience as a corporate and securities attorney including as a staff attorney with the SEC and as a partner and senior attorney with major firms, with a focus on public offerings, private placements and corporate transactions.

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Dale Garnett

CFO and Chief Compliance Officer,
SMI Group
CFO and Chief Compliance Officer,
SMI Capital Markets;
Chief Compliance Officer, SMI Advisors

Mr. Garnett has been a securities industry executive, investment banker and a broker since 1981.Mr. Garnett founded SMI Advisors. He joined SMI Group in 2015. Previously, he owned and led Ashton Garnett Securities.

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